Compliance Package

Complete IT Security Compliance Package Tailor-Made For Small Financial Service Firms

Policies and Procedures

IT Security and Cyber Security employee policies, internal compliance routines, and standards for compliance form the foundation of a compliance program. Our plans are comprehensive, editable, and can actually be used with simple checklists, self-audits and other tools specific to the finance industry.

Training

We provide a unique platform where we can assess whether employees have received enough information that you can reasonably expect knowledge of the requirements. For production personnel especially, the cross-certification of previous courses can save hours of time and frustration with redundant requirements.

IT/Cyber Audit

Our low-cost, supervised self-audit system allows us to collect workpapers, documentation, infrastructure assessments, and operating information without the expense and time of an on-site audit. Our expertise in the finance industry allows us to avoid re-assessing risks already addressed elsewhere in the financial services industry regulatory scheme. 

Stand-Alone Cyber/IT Security Compliance Audit and Report

$250.00

Elevate your cybersecurity measures with our Stand-Alone Cyber/IT Security Compliance Audit and Report. This specialized offering encompasses a comprehensive review and a detailed written report tailored to your organization’s needs. Strengthen your security posture by identifying vulnerabilities and ensuring compliance through a focused audit process. Make informed decisions for a more secure digital environment with our stand-alone solution designed to meet your cybersecurity needs effectively.

Note: You must have the 2-9 IT Security Plan in order to use this product.

Includes: Use this product to request your NYS DFS Section 500 Cyber-Security Certification.


IT/Cyber Security Complete Package

$495.00

Enhance your organization’s cybersecurity posture with our comprehensive IT Security Package. This all-inclusive solution combines a customized Cyber/IT Security Policy/Procedure, a rigorous IT Security 3rd Party Audit/Risk Assessment, and targeted employee training. Ensure compliance, identify vulnerabilities, and empower your team to effectively navigate evolving cyber threats—all seamlessly integrated for a more secure digital future.